Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 8 May 2025)
- CF29 Significant management (1 Nov 2007 to 18 Apr 2016)
- CF1 Director (13 Feb 2007 to 8 Dec 2019)
- CF16 Significant Mgt (Desgntd Investment Business) (8 Sep 2003 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (29 Aug 2003 to 2 Sep 2003)
- CF11 Money Laundering Reporting (2 Sep 2002 to 21 Jul 2003)
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- SMF27 Partner (9 Dec 2019 to 8 May 2025)
- SMF1 Chief Executive (9 Dec 2019 to 8 May 2025)
- CF3 Chief Executive (1 Jan 2016 to 8 Dec 2019)
- CF4 Partner (1 Oct 2010 to 8 Dec 2019)
- CF29 Significant management (1 Oct 2010 to 18 Apr 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.