Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Meike Christina Müntinga

    IRN MCM01160

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2023)
  • Michael Paul Casson

    IRN MPC01047

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (23 Apr 2013 to 8 Dec 2019)
  • Michelle Stella Costanzo

    IRN MXC00023

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Feb 2022)
  • Minh Tri Huynh

    IRN MXH00020

    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2021)
  • Nafis Ahmad Chowdhury

    IRN NAC01096

    • CF30 Customer (6 May 2014 to 26 Feb 2019)
  • Natasha Ebtehadj

    IRN NXE01128

    • [FCA CF] Client dealing (5 Jul 2023 to 15 Oct 2025)
  • Neil Cameron Haddow

    IRN NCH01072

    • CF30 Customer (25 Jul 2016 to 1 Nov 2019)
  • Neil Goddin

    IRN NXG01213

    • [FCA CF] Client dealing (25 Mar 2021 to 11 Mar 2024)
    • [FCA CF] Significant management (25 Mar 2021 to 26 Apr 2023)
    • [FCA CF] Manager of certification employee (25 Mar 2021 to 26 Apr 2023)
  • Nicholas Charles Wells

    IRN NCW01019

    • CF1 Director (1 Dec 2001 to 18 Oct 2007)
  • Nicholas Thomas Woodhall Shenton

    IRN NTS01014

    • [FCA CF] Significant management (since 1 May 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Dec 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.