Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 26 Sep 2023)
    • [FCA CF] Client dealing (since 26 Sep 2023)
  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • CF30 Customer (25 Jul 2016 to 1 Nov 2019)
  • Artemis Investment Management LLP (no longer approved here)

    FRN 523180

    • CF30 Customer (25 Jul 2016 to 1 Nov 2019)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF30 Customer (23 Jun 2015 to 31 Mar 2016)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF30 Customer (23 Jun 2015 to 31 Mar 2016)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF30 Customer (23 Jun 2015 to 31 Mar 2016)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF30 Customer (23 Jun 2015 to 31 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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