Neil Goddin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegon Asset Management UK plc

    FRN 144267

    • [FCA CF] Material risk taker (since 9 Sep 2024)
    • [FCA CF] Client dealing (since 9 Sep 2024)
    • [FCA CF] Manager of certification employee (since 9 Sep 2024)
    • [FCA CF] Significant management (since 9 Sep 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 May 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 May 2020)
    • CF30 Customer (11 Jan 2013 to 8 Dec 2019)
  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • [FCA CF] Manager of certification employee (25 Mar 2021 to 26 Apr 2023)
    • [FCA CF] Significant management (25 Mar 2021 to 26 Apr 2023)
    • [FCA CF] Client dealing (25 Mar 2021 to 11 Mar 2024)
  • Artemis Investment Management LLP (no longer approved here)

    FRN 523180

    • [FCA CF] Significant management (25 Mar 2021 to 26 Apr 2023)
    • [FCA CF] Client dealing (25 Mar 2021 to 11 Mar 2024)
    • [FCA CF] Manager of certification employee (25 Mar 2021 to 26 Apr 2023)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (25 Jan 2013 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (25 Jan 2013 to 22 Sep 2015)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
    • CF21 Investment Adviser (13 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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