Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Trust Securities LLP
FRN 465131
- [FCA CF] Client dealing (since 20 Jan 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2025)
- CF30 Customer (2 Sep 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2025)
- CF30 Customer (2 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 18 Jul 2012)
- CF26 Customer Trading (28 Nov 2006 to 31 Oct 2007)
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- CF26 Customer Trading (26 Aug 2004 to 5 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.