Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (22 Oct 2007 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (19 Oct 2010 to 6 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF27 Investment Management (1 Jun 2002 to 23 Apr 2007)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • CF27 Investment Management (1 Dec 2001 to 12 Apr 2002)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.