Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 2 Feb 2026)
    • SMF7 Group Entity Senior Manager (since 19 Jun 2023)
    • SMF1 Chief Executive (1 Oct 2022 to 1 Jan 2023)
    • SMF3 Executive Director (4 Jan 2022 to 19 Jun 2023)
    • SMF7 Group Entity Senior Manager (since 19 Jun 2023)
    • SMF1 Chief Executive (1 Oct 2022 to 1 Jan 2023)
    • SMF3 Executive Director (4 Jan 2022 to 19 Jun 2023)
    • SMF1 Chief Executive (since 1 Jan 2023)
  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • SMF3 Executive Director (27 May 2020 to 31 Dec 2021)
  • Artemis Investment Management LLP (no longer approved here)

    FRN 523180

    • SMF27 Partner (27 May 2020 to 31 Dec 2021)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2020)
    • CF1 Director (16 Oct 2018 to 8 Dec 2019)
    • CF3 Chief Executive (16 Oct 2018 to 8 Dec 2019)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2020)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2020)
    • CF3 Chief Executive (11 Jul 2018 to 8 Dec 2019)
    • CF1 Director (9 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (19 May 2017 to 8 Dec 2019)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF30 Customer (2 Apr 2012 to 3 Mar 2017)
  • Trinity Street Asset Management LLP (no longer approved here)

    FRN 221438

    • CF11 Money Laundering Reporting (3 Nov 2009 to 8 Feb 2012)
    • CF10 Compliance Oversight (3 Nov 2009 to 8 Feb 2012)
    • CF30 Customer (15 Nov 2008 to 8 Feb 2012)
    • CF4 Partner (15 Nov 2008 to 27 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.