ARIA PRIVATE CLIENTS LIMITED

• Principal Place of Business

  Building 2

  Ground Floor

  Guildford Business Park

  Guildford

  Surrey

  GU2 8XG

  UNITED KINGDOM

  Phone

  +441483917644

  Web

  https://www.ariaprivateclients.com

• Complaints Contact

  Building 2

  Ground Floor

  Guildford Business Park

  Guildford

  Surrey

  GU2 8XG

  UNITED KINGDOM

  Phone

  +441483917644

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Madgalena Stroescu

  IRN MXS01389

  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jul 2023 to 23 Jun 2025)
• Mark Christian Paul Denby

  IRN MCD01058

  • CF30 Customer (24 Mar 2011 to 15 Jan 2014)
  • CF10 Compliance Oversight (24 Mar 2011 to 25 Feb 2013)
  • CF11 Money Laundering Reporting (24 Mar 2011 to 25 Feb 2013)
  • CF1 Director (24 Mar 2011 to 28 Mar 2013)
• Matthew William Brittain

  IRN MWB01078

  • [FCA CF] Client dealing (14 Dec 2023 to 9 Jan 2026)
  • [FCA CF] Functions requiring qualifications (14 Dec 2023 to 9 Jan 2026)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jan 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Apr 2022)
  • SMF3 Executive Director (9 Dec 2019 to 9 Jan 2026)
  • SMF1 Chief Executive (9 Dec 2019 to 9 Jan 2026)
  • CF11 Money Laundering Reporting (22 Jan 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Jan 2016 to 8 Dec 2019)
  • CF30 Customer (24 Mar 2011 to 8 Dec 2019)
  • CF3 Chief Executive (24 Mar 2011 to 8 Dec 2019)
  • CF1 Director (24 Mar 2011 to 8 Dec 2019)
• Nathan Clark D'Cruz

  IRN NXD00075

  • [FCA CF] Client dealing (15 Sep 2025 to 2 Feb 2026)
  • [FCA CF] Functions requiring qualifications (15 Sep 2025 to 2 Feb 2026)
• Ouya Liu

  IRN OXL01069

  • CF30 Customer (3 May 2012 to 29 Aug 2014)
• Philippa Margaret Kelly

  IRN PMK00010

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2026)
• Rennie Magee

  IRN RXM02776

  • CF30 Customer (5 Oct 2015 to 28 Aug 2018)
• Reza Vishkai

  IRN RXV01021

  • [FCA CF] Client dealing (since 12 Aug 2024)
• Roeland Xavier Emiel Philippe

  IRN RXP01782

  • CF30 Customer (12 Dec 2011 to 18 Jun 2013)
• Roopam Janda

  IRN RXJ01313

  • CF30 Customer (14 Dec 2011 to 15 Nov 2018)

No changes recorded yet.