Matthew William Brittain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARIA PRIVATE CLIENTS LIMITED (no longer approved here)

    FRN 527557

    • [FCA CF] Client dealing (14 Dec 2023 to 9 Jan 2026)
    • [FCA CF] Functions requiring qualifications (14 Dec 2023 to 9 Jan 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Jan 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jan 2026)
    • CF11 Money Laundering Reporting (22 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jan 2016 to 8 Dec 2019)
    • CF1 Director (24 Mar 2011 to 8 Dec 2019)
    • CF3 Chief Executive (24 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (24 Mar 2011 to 8 Dec 2019)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (1 Oct 2009 to 16 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.