Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ARIA PRIVATE CLIENTS LIMITED
FRN 527557
- [FCA CF] Client dealing (since 12 Aug 2024)
-
- [FCA CF] Material risk taker (20 May 2025 to 19 Jun 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2025)
- CF4 Partner (AR) (12 Feb 2019 to 19 Jun 2025)
- CF30 Customer (12 Feb 2019 to 19 Jun 2025)
-
- CF30 Customer (1 Jul 2013 to 8 Feb 2018)
-
- CF30 Customer (1 Nov 2007 to 8 Feb 2018)
- CF27 Investment Management (4 Aug 2005 to 31 Oct 2007)
-
- CF27 Investment Management (31 Jul 2002 to 22 Jul 2003)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
-
- CF27 Investment Management (31 Jul 2002 to 22 Jul 2003)
-
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.