Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 1 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2025)
  • ARIA PRIVATE CLIENTS LIMITED (no longer approved here)

    FRN 527557

    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jul 2023 to 23 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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