Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARIA PRIVATE CLIENTS LIMITED (no longer approved here)

    FRN 527557

    • CF1 Director (24 Mar 2011 to 28 Mar 2013)
    • CF10 Compliance Oversight (24 Mar 2011 to 25 Feb 2013)
    • CF11 Money Laundering Reporting (24 Mar 2011 to 25 Feb 2013)
    • CF30 Customer (24 Mar 2011 to 15 Jan 2014)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (1 Oct 2009 to 16 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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