ARBION LIMITED

• Principal Place of Business

  1 Connaught Place

  London

  W2 2ET

  UNITED KINGDOM

  Phone

  +442072986060

  Web

  https://www.arbion.com

• Complaints Contact

  1 Connaught Place

  London

  W2 2ET

  UNITED KINGDOM

  Phone

  +442072986060

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

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  • · Limited to customers who certified as High Net Worth (HNW) individuals

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Underwriting capacity of a Lloyd's syndicate, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gregory Edward Malone

  IRN GEM01057

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Oct 2023)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (5 Mar 2015 to 8 Dec 2019)
• Harry Daniel Elliman

  IRN HDE01016

  • [FCA CF] Client dealing (since 18 Aug 2020)
• Jack Rawcliffe

  IRN JXR01991

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2022)
• Janet Ann Tarbet

  IRN JAT01055

  • CF30 Customer (27 May 2014 to 1 Nov 2018)
  • CF10 Compliance Oversight (9 Apr 2013 to 17 Dec 2013)
  • CF11 Money Laundering Reporting (9 Apr 2013 to 17 Dec 2013)
  • CF28 Systems and controls (11 Mar 2013 to 26 Mar 2018)
• Jeremy Nicholas Max Trabaud

  IRN JNT01028

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 27 Feb 2026)
  • [FCA CF] Client dealing (since 27 Feb 2026)
• Jie Zhang

  IRN JXZ01142

  • CF30 Customer (26 Oct 2015 to 28 Sep 2018)
• Jonathan Richard Morris

  IRN JRM01268

  • CF30 Customer (5 Jan 2011 to 26 Oct 2011)
• Kathrine Cooper

  IRN KEM01060

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2024)
  • CF10 Compliance Oversight (3 Jan 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jan 2014 to 8 Dec 2019)
• Kirinpal Ohbi

  IRN KXO00059

  • SMF3 Executive Director (since 21 Feb 2022)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Laurent Jeanmart

  IRN LXJ01103

  • CF30 Customer (27 May 2011 to 16 Mar 2012)

• Graham Ian Noble (no longer appointed)

  FRN 558929 · Appointed 26 Jan 2016 · Until 11 Mar 2016

No changes recorded yet.