Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBION LIMITED
FRN 513138
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 2 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (5 Mar 2015 to 8 Dec 2019)
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Detach Lending Limited
FRN 806314
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (5 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (6 Nov 2007 to 24 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.