Janet Ann Tarbet

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 3. Giving personal recommendations on derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2022)
    • [FCA CF] Client dealing (since 6 Jan 2022)
  • ARBION LIMITED (no longer approved here)

    FRN 513138

    • CF30 Customer (27 May 2014 to 1 Nov 2018)
    • CF10 Compliance Oversight (9 Apr 2013 to 17 Dec 2013)
    • CF11 Money Laundering Reporting (9 Apr 2013 to 17 Dec 2013)
    • CF28 Systems and controls (11 Mar 2013 to 26 Mar 2018)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (7 Sep 2009 to 19 Oct 2012)
    • CF21 Investment Adviser (2 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Aug 2003 to 2 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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