ARBION LIMITED

• Principal Place of Business

  1 Connaught Place

  London

  W2 2ET

  UNITED KINGDOM

  Phone

  +442072986060

  Web

  https://www.arbion.com

• Complaints Contact

  1 Connaught Place

  London

  W2 2ET

  UNITED KINGDOM

  Phone

  +442072986060

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

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  • · Limited to customers who certified as High Net Worth (HNW) individuals

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Underwriting capacity of a Lloyd's syndicate, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luigi Ferrante Vittorio Bellini

  IRN LFB01008

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Dec 2022)
  • [FCA CF] Client dealing (since 5 Dec 2022)
• Marco Pabst

  IRN MXP01661

  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF3 Executive Director (since 22 Feb 2023)
  • [FCA CF] Manager of certification employee (since 24 Oct 2022)
  • [FCA CF] Client dealing (since 24 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 24 Oct 2022)
  • [FCA CF] Material risk taker (since 24 Oct 2022)
• Maria Sampaio Leite de Faria

  IRN MXS01582

  • [FCA CF] Client dealing (11 Sep 2023 to 7 Feb 2024)
• Mark Andrew Elliott

  IRN MAE00001

  • CF30 Customer (4 Nov 2010 to 1 Jul 2011)
• Martin Joseph King

  IRN MJK01070

  • CF30 Customer (27 Feb 2012 to 27 Jan 2015)
• Martin O'Hare

  IRN MXO01065

  • CF30 Customer (20 Jan 2012 to 1 Jan 2013)
• Martin Paul Wilson

  IRN MPW01101

  • CF30 Customer (1 Mar 2010 to 12 Dec 2014)
• Matthew James Barnes

  IRN MJB01488

  • 14. Managing investments
  • [FCA CF] Client dealing (since 17 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 17 Oct 2022)
  • [FCA CF] Material risk taker (since 17 Oct 2022)
• Max Alexander Chapman

  IRN MAC01400

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
• Michael Easton

  IRN MRE01069

  • CF30 Customer (17 Oct 2013 to 6 May 2015)

• Graham Ian Noble (no longer appointed)

  FRN 558929 · Appointed 26 Jan 2016 · Until 11 Mar 2016

No changes recorded yet.