Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBION LIMITED

    FRN 513138

    • 14. Managing investments
    • [FCA CF] Client dealing (since 17 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2022)
    • [FCA CF] Material risk taker (since 17 Oct 2022)
  • Laven Advisors LLP (no longer approved here)

    FRN 447282

    • [FCA CF] Client dealing (24 Jan 2020 to 31 Aug 2022)
    • [FCA CF] Material risk taker (24 Jan 2020 to 31 Aug 2022)
    • CF30 Customer (24 Jan 2020 to 31 Aug 2022)
  • Rubrics Asset Management (UK) Limited (no longer approved here)

    FRN 694948

    • (3)Employed By (24 Jan 2020 to 31 Aug 2022)
  • Shard Capital Partners LLP (no longer approved here)

    FRN 538762

    • CF4 Partner (1 Jul 2015 to 5 Jul 2017)
    • CF30 Customer (1 Jul 2015 to 18 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.