ARBION LIMITED

• Principal Place of Business

  1 Connaught Place

  London

  W2 2ET

  UNITED KINGDOM

  Phone

  +442072986060

  Web

  https://www.arbion.com

• Complaints Contact

  1 Connaught Place

  London

  W2 2ET

  UNITED KINGDOM

  Phone

  +442072986060

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

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  • · Limited to customers who certified as High Net Worth (HNW) individuals

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Underwriting capacity of a Lloyd's syndicate, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Rosenthal

  IRN MXR01364

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (7 Oct 2015 to 8 Dec 2019)
• Milena Dimitrova Ivanova

  IRN MXI01054

  • CF30 Customer (17 Nov 2011 to 20 Aug 2013)
• Morgan Daniel Davies

  IRN MXD00321

  • [FCA CF] Client dealing (16 Jan 2020 to 23 Mar 2023)
• Nadir Sikander Latif

  IRN NSL01009

  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Mar 2026)
  • [FCA CF] Client dealing (since 4 Mar 2026)
• Nathalie Murielle Madeleine Dauriac

  IRN NMD01017

  • CF30 Customer (1 Mar 2010 to 18 Dec 2014)
  • CF1 Director (1 Mar 2010 to 18 Dec 2014)
  • CF3 Chief Executive (1 Mar 2010 to 18 Dec 2014)
• Nisha Kahlon

  IRN NXN00070

  • SMF16 Compliance Oversight (since 30 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2024)
• Oliver James Chapman Murray

  IRN OJM01005

  • CF30 Customer (10 Feb 2014 to 12 Mar 2015)
• Oliver Joseph Barnett

  IRN OJB00025

  • CF30 Customer (21 Jan 2016 to 26 Jul 2017)
• Oliver La Roche

  IRN OXL01048

  • CF30 Customer (9 Sep 2010 to 1 Mar 2011)
• Paul Lester

  IRN PXL01759

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 13 Feb 2023)
  • CF2 Non Executive Director (7 Jun 2017 to 8 Dec 2019)

• Graham Ian Noble (no longer appointed)

  FRN 558929 · Appointed 26 Jan 2016 · Until 11 Mar 2016

No changes recorded yet.