Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 1 Sep 2023)
    • SMF18 Other Overall Responsibility (since 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Jul 2017)
    • [FCA CF] Manager of certification employee (since 17 Jul 2017)
    • [FCA CF] Material risk taker (since 17 Jul 2017)
    • [FCA CF] Significant management (since 17 Jul 2017)
  • ARBION LIMITED (no longer approved here)

    FRN 513138

    • CF30 Customer (21 Jan 2016 to 26 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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