Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBION LIMITED
FRN 513138
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 4 Mar 2026)
- [FCA CF] Client dealing (since 4 Mar 2026)
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J Goodwin & Co LLP
FRN 542948
- [FCA CF] Client dealing (since 1 Jul 2024)
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- CF29 Significant management (1 Nov 2007 to 30 Nov 2007)
- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2007 to 31 Oct 2007)
- CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF29 Significant management (1 Nov 2007 to 30 Nov 2007)
- CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.