Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 25 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 25 Aug 2023)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 25 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 25 Aug 2023)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 25 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 25 Aug 2023)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Aug 2023)
    • [FCA CF] Client dealing (since 25 Aug 2023)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Aug 2023)
    • [FCA CF] Client dealing (since 25 Aug 2023)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 May 2015 to 8 Dec 2019)
  • ARBION LIMITED (no longer approved here)

    FRN 513138

    • CF30 Customer (10 Feb 2014 to 12 Mar 2015)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF30 Customer (1 Nov 2007 to 17 Dec 2013)
    • CF27 Investment Management (25 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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