Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Evelyn Partners Securities
FRN 124255
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 25 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 25 Aug 2023)
-
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 25 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 25 Aug 2023)
-
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 25 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 25 Aug 2023)
-
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 25 Aug 2023)
- [FCA CF] Client dealing (since 25 Aug 2023)
-
Evelyn Partners Asset Management Limited
FRN 223074
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 25 Aug 2023)
- [FCA CF] Client dealing (since 25 Aug 2023)
-
Evelyn Partners Investment Management LLP
FRN 580531
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 May 2015 to 8 Dec 2019)
-
- CF30 Customer (10 Feb 2014 to 12 Mar 2015)
-
- CF30 Customer (1 Nov 2007 to 17 Dec 2013)
- CF27 Investment Management (25 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.