Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBION LIMITED
FRN 513138
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 5 Dec 2022)
- [FCA CF] Client dealing (since 5 Dec 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2022)
- [FCA CF] Client dealing (9 Sep 2019 to 4 Oct 2022)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF27 Investment Management (14 Jul 2005 to 31 Oct 2007)
- CF21 Investment Adviser (9 Nov 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (15 Apr 2003 to 27 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.