Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBION LIMITED

    FRN 513138

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Dec 2022)
    • [FCA CF] Client dealing (since 5 Dec 2022)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2022)
    • [FCA CF] Client dealing (9 Sep 2019 to 4 Oct 2022)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF27 Investment Management (14 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Nov 2004 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (15 Apr 2003 to 27 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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