Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 20 Feb 2024)
    • [FCA CF] Client dealing (since 22 Jan 2024)
    • SMF3 Executive Director (since 15 Jun 2020)
    • SMF16 Compliance Oversight (15 Jun 2020 to 19 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Jun 2020 to 19 Jan 2024)
  • Fidelis Underwriting Limited (no longer approved here)

    FRN 709360

    • SIMF7 Group Entity Senior Insurance Manager Function (8 Nov 2016 to 7 Feb 2018)
  • Platinum Capital Management Limited (no longer approved here)

    FRN 190828

    • CF30 Customer (22 Mar 2012 to 7 Jun 2016)
  • ARBION LIMITED (no longer approved here)

    FRN 513138

    • CF30 Customer (27 May 2011 to 16 Mar 2012)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (1 Nov 2007 to 19 Nov 2010)
    • CF27 Investment Management (9 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.