Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Katch Investment Management Ltd
FRN 918703
- SMF9 Chair of the Governing Body (since 20 Feb 2024)
- [FCA CF] Client dealing (since 22 Jan 2024)
- SMF3 Executive Director (since 15 Jun 2020)
- SMF16 Compliance Oversight (15 Jun 2020 to 19 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Jun 2020 to 19 Jan 2024)
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- SIMF7 Group Entity Senior Insurance Manager Function (8 Nov 2016 to 7 Feb 2018)
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- CF30 Customer (22 Mar 2012 to 7 Jun 2016)
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- CF30 Customer (27 May 2011 to 16 Mar 2012)
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- CF30 Customer (1 Nov 2007 to 19 Nov 2010)
- CF27 Investment Management (9 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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