Andrew O'Connor

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Churchill Farm
    North Newton
    Bridgwater
    Somerset
    TA7 0BN
    UNITED KINGDOM
    Phone
    +4401278661399
    Web
    https://www.intouchinvestments.co.uk

  • Complaints Contact

    Churchill Farm
    North Newton
    Bridgwater
    Somerset
    TA7 0BN
    UNITED KINGDOM
    Phone
    +4401278661399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Gordon Cockbain

    IRN AGC00035

    • CF21 Investment Adviser (4 Jul 2005 to 5 Jun 2006)
    • CF22 Investment Adviser (Trainee) (30 Mar 2004 to 4 Jul 2005)
  • Andrew William O'Connor

    IRN AWO00001

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Sole trader dealing with clients for which they require qualification (since 8 Dec 2020)
    • [FCA CF] Client dealing (since 8 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (25 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • Brett Justin Andrews

    IRN BJA00008

    • CF30 Customer (1 Nov 2007 to 12 Dec 2014)
    • CF21 Investment Adviser (8 Jan 2003 to 31 Oct 2007)
  • Claire Elizabeth Howard

    IRN CXP01381

    • CF21 Investment Adviser (3 Jan 2006 to 17 Oct 2006)
  • Graeme Roy Kenyon

    IRN GRK00008

    • CF30 Customer (1 Nov 2007 to 3 Dec 2010)
    • CF21 Investment Adviser (30 Jun 2005 to 31 Oct 2007)
  • Mary Elizabeth Cockman

    IRN MXC00146

    • CF30 Customer (1 Nov 2007 to 13 Feb 2009)
    • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
  • Paul Anthony Clarke

    IRN PAC00043

    • CF30 Customer (1 Nov 2007 to 3 Dec 2010)
    • CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
  • Sue Clay

    IRN SXC00257

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jan 2002)
  • Thomas Michael Peter Trueman

    IRN TMT01024

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF22 Investment Adviser (Trainee) (12 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.