Paul Anthony Clarke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kenyon Clarke Financial Services Ltd

    FRN 533507

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [PRA CF] Key function holder (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 29 Apr 2016)
    • CF1 Director (7 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (7 Jan 2011 to 8 Dec 2019)
  • Andrew O'Connor (no longer approved here)

    FRN 189368

    • CF30 Customer (1 Nov 2007 to 3 Dec 2010)
    • CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.