Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 1 Nov 2024)
    • CF30 Customer (27 Sep 2024 to 3 Jul 2025)
  • Chetwood Review Service Limited (no longer approved here)

    FRN 1012823

    • Employed By (27 Sep 2024 to 3 Jul 2025)
  • Andrew O'Connor (no longer approved here)

    FRN 189368

    • CF21 Investment Adviser (3 Jan 2006 to 17 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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