Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (15 May 2023 to 16 May 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (3 Sep 2012 to 3 Mar 2014)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • Andrew O'Connor (no longer approved here)

    FRN 189368

    • CF21 Investment Adviser (4 Jul 2005 to 5 Jun 2006)
    • CF22 Investment Adviser (Trainee) (30 Mar 2004 to 4 Jul 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.