Brett Justin Andrews

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brett Andrews

    FRN 647058

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
    • [FCA CF] Client dealing (since 2 Nov 2020)
    • Sole trader dealing with clients for which they require qualification (since 2 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (10 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (10 Dec 2014 to 8 Dec 2019)
  • Andrew O'Connor (no longer approved here)

    FRN 189368

    • CF30 Customer (1 Nov 2007 to 12 Dec 2014)
    • CF21 Investment Adviser (8 Jan 2003 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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