Graeme Roy Kenyon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kenyon Clarke Financial Services Ltd

    FRN 533507

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [PRA CF] Key function holder (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (7 Jan 2011 to 8 Dec 2019)
    • CF1 Director (7 Jan 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (7 Jan 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Jan 2011 to 30 Sep 2018)
  • David Travers Financial Services (no longer approved here)

    FRN 441196

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 13 Oct 2025)
    • CF30 Customer (1 Jan 2013 to 8 Dec 2019)
  • Andrew O'Connor (no longer approved here)

    FRN 189368

    • CF30 Customer (1 Nov 2007 to 3 Dec 2010)
    • CF21 Investment Adviser (30 Jun 2005 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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