Alternatives St James LLP

• Principal Place of Business

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Complaints Contact

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Joseph Paul Tabberer

  IRN JXT08275

  • CF30 Customer (since 20 Feb 2025)
• Julien Philip Montague Hammerson

  IRN JPH01115

  • CF21 Investment Adviser (15 Jun 2007 to 22 Oct 2007)
• Julien Shiro Ressmann

  IRN JSR01055

  • CF30 Customer (29 Aug 2014 to 1 Apr 2015)
• Katalin Partridge

  IRN SXK01274

  • CF1 Director (AR) (since 28 Apr 2020)
  • CF3 Chief Executive (AR) (since 28 Apr 2020)
  • CF30 Customer (since 28 Apr 2020)
• Kathleen Weeks

  IRN KXW01189

  • CF30 Customer (24 Jul 2014 to 1 Apr 2015)
• Krishna Prasad

  IRN KSP01013

  • CF30 Customer (18 Oct 2016 to 7 Feb 2017)
  • CF1 Director (AR) (18 Oct 2016 to 7 Feb 2017)
• Lee Elliot Cory

  IRN LEC01021

  • CF23 Corporate Finance Adviser (13 Jun 2007 to 22 Oct 2007)
• Lorenzo Ferdinando Innocenti

  IRN LXI09419

  • CF1 Director (AR) (19 Dec 2018 to 27 Oct 2021)
• Louisa-Jane Gjertsen

  IRN LXG01201

  • CF10 Compliance Oversight (9 Feb 2006 to 22 Feb 2008)
  • CF4 Partner (9 Feb 2006 to 22 Feb 2008)
  • CF11 Money Laundering Reporting (9 Feb 2006 to 22 Feb 2008)
• Luiz Augusto Motta Filho

  IRN LAM01139

  • CF1 Director (AR) (23 Aug 2016 to 10 Dec 2019)
  • CF4 Partner (AR) (11 Sep 2014 to 8 Jun 2017)
  • CF30 Customer (11 Sep 2014 to 10 Dec 2019)

• Pipa Global Investments Limited (no longer appointed)

  FRN 754772 · Appointed 2 Aug 2016 · Until 10 Dec 2019

• Castle Capital Partners LLP (no longer appointed)

  FRN 751564 · Appointed 1 Jul 2016 · Until 31 Jan 2017

• Tenzing Private Equity LLP (no longer appointed)

  FRN 751108 · Appointed 28 Jun 2016 · Until 30 Sep 2016

• Turim UK Limited (no longer appointed)

  FRN 744760 · Appointed 21 Apr 2016 · Until 30 Nov 2018 · Tied agent

• Shuswap Capital Limited (no longer appointed)

  FRN 744400 · Appointed 18 Apr 2016 · Until 11 Jul 2022

• Elicap Limited (no longer appointed)

  FRN 743965 · Appointed 13 Apr 2016 · Until 21 Nov 2016

• Columbus Investment Partners Limited (no longer appointed)

  FRN 728602 · Appointed 10 Dec 2015 · Until 9 Nov 2023

• Old Hall Advisers II Limited (no longer appointed)

  FRN 716179 · Appointed 8 Sep 2015 · Until 31 Aug 2023

• Victoire Investments Limited (no longer appointed)

  FRN 697429 · Appointed 19 May 2015 · Until 2 Mar 2017

• TITAN ADVISORS UK LTD (no longer appointed)

  FRN 684444 · Appointed 14 Apr 2015 · Until 15 Aug 2022

No changes recorded yet.