Louisa-Jane Gjertsen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Conning Asset Management Limited (no longer approved here)
FRN 189316
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Aug 2022)
- CF10 Compliance Oversight (19 Dec 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Dec 2012 to 8 Dec 2019)
Winton Capital Management Limited (no longer approved here)
FRN 184258
- CF10 Compliance Oversight (3 Mar 2008 to 22 Aug 2012)
- CF11 Money Laundering Reporting (3 Mar 2008 to 22 Aug 2012)
Alternatives St James LLP (no longer approved here)
FRN 430914
- CF10 Compliance Oversight (9 Feb 2006 to 22 Feb 2008)
- CF11 Money Laundering Reporting (9 Feb 2006 to 22 Feb 2008)
- CF4 Partner (9 Feb 2006 to 22 Feb 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.