Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 17 Jun 2020)
    • CF3 Chief Executive (19 Nov 2012 to 8 Dec 2019)
    • CF1 Director (1 Aug 2012 to 8 Dec 2019)
  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF21 Investment Adviser (15 Jun 2007 to 22 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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