Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alternatives St James LLP
FRN 430914
- CF30 Customer (since 28 Apr 2020)
- CF1 Director (AR) (since 28 Apr 2020)
- CF3 Chief Executive (AR) (since 28 Apr 2020)
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Saphira Group (Advisory) Limited
FRN 804102
- (1)Employed By (since 28 Apr 2020)
- (1)Employed By (12 Apr 2018 to 31 Mar 2020)
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- CF1 Director (AR) (12 Apr 2018 to 31 Mar 2020)
- CF3 Chief Executive (AR) (12 Apr 2018 to 31 Mar 2020)
- CF30 Customer (27 Mar 2018 to 31 Mar 2020)
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- CF30 Customer (3 Aug 2015 to 7 Oct 2016)
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- CF21 Investment Adviser (4 Sep 2002 to 31 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.