Luiz Augusto Motta Filho

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Almar Advisors LLP
FRN 621617
- SMF16 Compliance Oversight (since 21 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Apr 2021)
- SMF3 Executive Director (since 21 Apr 2021)
- [FCA CF] Client dealing (since 9 Dec 2020)
Alternatives St James LLP (no longer approved here)
FRN 430914
- CF1 Director (AR) (23 Aug 2016 to 10 Dec 2019)
- CF30 Customer (11 Sep 2014 to 10 Dec 2019)
- CF4 Partner (AR) (11 Sep 2014 to 8 Jun 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.