Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Dec 2021)
    • SMF1 Chief Executive (since 1 Nov 2021)
    • SMF3 Executive Director (since 1 Nov 2021)
  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF1 Director (AR) (19 Dec 2018 to 27 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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