Date authorised
1 November 2021
Companies House
10491416
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Clock House
    6 St. Catherines Mews
    London
    SW3 2PX
    UNITED KINGDOM
    Phone
    +442035825572
  • Complaints Contact

    The Clock House
    6 St. Catherines Mews
    London
    SW3 2PX
    UNITED KINGDOM
    Phone
    +442035825572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bruce Craig Hewitson

    IRN BCH01036

    • [FCA CF] Client dealing (since 8 Dec 2021)
    • SMF3 Executive Director (since 1 Nov 2021)
  • Lorenzo Ferdinando Innocenti

    IRN LXI09419

    • [FCA CF] Client dealing (since 7 Dec 2021)
    • SMF3 Executive Director (since 1 Nov 2021)
    • SMF1 Chief Executive (since 1 Nov 2021)
  • Steven Russell

    IRN SXR01759

    • SMF16 Compliance Oversight (since 1 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.