Date authorised
1 April 2013
Companies House
SC394519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680
  • Complaints Contact

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Humphries

    IRN RXK00136

    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 5 Sep 2022)
  • Rachel Patricia Smith

    IRN RXS01024

    • [FCA CF] Functions requiring qualifications (29 Apr 2024 to 31 Jul 2025)
  • Rebecca Anne Wilson

    IRN RXW00586

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 5 Aug 2024)
  • Richard Graham Denning

    IRN RGD01056

    • CF1 Director (18 Nov 2015 to 26 Sep 2018)
  • Richard Michael Dallas

    IRN RMD01052

    • CF29 Significant management (18 Apr 2012 to 19 Nov 2013)
  • Richard Michael Donegan

    IRN RMD01051

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Jun 2021)
  • Robert Daniel Crouch

    IRN RXC00712

    • [FCA CF] Significant management (since 5 Jan 2024)
  • Robert Thomas Waller

    IRN RTW01030

    • CF29 Significant management (14 May 2012 to 23 Jan 2013)
  • Roger Edward Tiller

    IRN RXT00333

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2023)
  • Ronald Frank Cameron Taylor

    IRN RFT01015

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF29 Significant management (1 May 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.