Robert Thomas Waller

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited

    FRN 192666

    • SMF9 Chair of the Governing Body (since 30 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2023)
    • CF3 Chief Executive (30 Sep 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (30 Sep 2013 to 30 Sep 2018)
    • CF1 Director (23 Jan 2013 to 8 Dec 2019)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF2 Non Executive Director (1 Mar 2013 to 7 Sep 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF1 Director (23 Jan 2013 to 30 Aug 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF2 Non Executive Director (30 Aug 2012 to 16 Sep 2013)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF2 Non Executive Director (30 Aug 2012 to 16 Sep 2013)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF2 Non Executive Director (30 Aug 2012 to 16 Sep 2013)
  • AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)

    FRN 543123

    • CF29 Significant management (14 May 2012 to 23 Jan 2013)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF29 Significant management (1 Nov 2007 to 23 Jan 2013)
    • CF17 Significant Mgt (Other Business Operations) (3 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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