Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FNZ Securities Limited (no longer approved here)

    FRN 733400

    • [FCA CF] CASS oversight function (24 Dec 2021 to 2 Oct 2023)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2021)
    • CF10a CASS Oversight function (1 Dec 2016 to 8 Dec 2019)
  • AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)

    FRN 543123

    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2021)
  • Equiniti Financial Services Limited (no longer approved here)

    FRN 468631

    • CF10a CASS Oversight function (1 Jul 2014 to 17 May 2016)
    • CF1 Director (27 Feb 2014 to 9 Nov 2016)
    • CF29 Significant management (26 Feb 2013 to 21 Mar 2014)
    • CF30 Customer (22 Jan 2013 to 21 Mar 2014)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF20 Significant Mgt (Settlements) (12 Aug 2002 to 1 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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