Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] CASS oversight function (24 Dec 2021 to 2 Oct 2023)
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- [FCA CF] CASS oversight function (9 Dec 2019 to 30 Jun 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2021)
- CF10a CASS Oversight function (1 Dec 2016 to 8 Dec 2019)
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- [FCA CF] CASS oversight function (9 Dec 2019 to 30 Jun 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2021)
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- CF10a CASS Oversight function (1 Jul 2014 to 17 May 2016)
- CF1 Director (27 Feb 2014 to 9 Nov 2016)
- CF29 Significant management (26 Feb 2013 to 21 Mar 2014)
- CF30 Customer (22 Jan 2013 to 21 Mar 2014)
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- CF20 Significant Mgt (Settlements) (12 Aug 2002 to 1 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.