Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 9 Dec 2019)
    • CF29 Significant management (1 May 2018 to 8 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF29 Significant management (1 May 2018 to 8 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF29 Significant management (31 Jul 2018 to 8 Dec 2019)
    • SMF18 Other Overall Responsibility (since 10 Dec 2018)
    • CF29 Significant management (1 May 2018 to 9 Dec 2018)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF3 Chief Executive (11 Mar 2016 to 31 Dec 2017)
    • CF1 Director (30 Jul 2014 to 31 Dec 2017)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF3 Chief Executive (11 Mar 2016 to 31 Dec 2017)
    • CF1 Director (30 Jul 2014 to 31 Dec 2017)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF3 Chief Executive (11 Mar 2016 to 31 Dec 2017)
    • CF1 Director (30 Jul 2014 to 31 Dec 2017)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF10a CASS Oversight function (1 Oct 2011 to 3 Sep 2012)
    • CF3 Chief Executive (21 Jan 2010 to 1 Sep 2012)
    • CF1 Director (21 Jan 2010 to 9 Apr 2013)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • CF1 Director (12 Aug 2011 to 1 Sep 2013)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF2 Non Executive Director (2 Apr 2007 to 5 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

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