Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cofunds Limited
FRN 194734
- SMF18 Other Overall Responsibility (since 9 Dec 2019)
- CF29 Significant management (1 May 2018 to 8 Dec 2019)
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AEGON INVESTMENT SOLUTIONS LTD.
FRN 543123
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF29 Significant management (1 May 2018 to 8 Dec 2019)
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Aegon Investments Limited
FRN 788212
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF29 Significant management (31 Jul 2018 to 8 Dec 2019)
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Scottish Equitable Plc
FRN 165548
- SMF18 Other Overall Responsibility (since 10 Dec 2018)
- CF29 Significant management (1 May 2018 to 9 Dec 2018)
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- CF3 Chief Executive (11 Mar 2016 to 31 Dec 2017)
- CF1 Director (30 Jul 2014 to 31 Dec 2017)
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- CF3 Chief Executive (11 Mar 2016 to 31 Dec 2017)
- CF1 Director (30 Jul 2014 to 31 Dec 2017)
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- CF3 Chief Executive (11 Mar 2016 to 31 Dec 2017)
- CF1 Director (30 Jul 2014 to 31 Dec 2017)
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- CF10a CASS Oversight function (1 Oct 2011 to 3 Sep 2012)
- CF3 Chief Executive (21 Jan 2010 to 1 Sep 2012)
- CF1 Director (21 Jan 2010 to 9 Apr 2013)
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- CF1 Director (12 Aug 2011 to 1 Sep 2013)
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- CF2 Non Executive Director (2 Apr 2007 to 5 May 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.