Date authorised
1 April 2013
Companies House
SC394519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680
  • Complaints Contact

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rosie Frances Emma Eastwood

    IRN RXE00192

    • [FCA CF] Functions requiring qualifications (26 Feb 2025 to 31 Jul 2025)
  • Ruth Baird

    IRN RXB00295

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2023)
  • Ryan Jamie Flower

    IRN RXF00246

    • [FCA CF] Functions requiring qualifications (1 Feb 2023 to 2 Jan 2026)
  • Ryan Noel Harradence

    IRN RXH00629

    • [FCA CF] Functions requiring qualifications (27 Mar 2023 to 14 Jun 2024)
  • Samuel McDonald

    IRN SXM01070

    • [FCA CF] Significant management (1 Sep 2022 to 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (13 Jun 2022 to 17 Jan 2024)
  • Sarah Anne Farrow

    IRN SXF00177

    • [FCA CF] Functions requiring qualifications (14 Feb 2022 to 4 Mar 2026)
  • Sarah Danielle Young

    IRN SXY00121

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 29 Jul 2024)
  • Sarah Jane Barry

    IRN SXB00794

    • [FCA CF] Manager of certification employee (since 25 Aug 2022)
    • [FCA CF] Significant management (since 15 Nov 2021)
  • Sarah Lynne Rafferty

    IRN SXH81738

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2024)
    • [FCA CF] Significant management (1 Sep 2022 to 2 Sep 2022)
  • Sarah Masterton

    IRN SXM04420

    • [FCA CF] Functions requiring qualifications (26 Feb 2024 to 28 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.