AEGON INVESTMENT SOLUTIONS LTD.

• Principal Place of Business

  Aegon

  1 - 3 Lochside Crescent

  Edinburgh Park

  Edinburgh

  EH12 9SE

  UNITED KINGDOM

  Phone

  +443456081680

  Web

  https://www.aegon.co.uk

• Complaints Contact

  Aegon

  1 - 3 Lochside Crescent

  Edinburgh Park

  Edinburgh

  EH12 9SE

  UNITED KINGDOM

  Phone

  +443456081680

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott John Paterson

  IRN SXP00212

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 1 Oct 2021)
• Sean Ford

  IRN SXF00178

  • [FCA CF] Manager of certification employee (since 10 Feb 2023)
  • [FCA CF] Significant management (1 Sep 2022 to 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 10 Feb 2023)
• Sean Kirk

  IRN SXK00521

  • [FCA CF] Significant management (25 Aug 2022 to 13 Jun 2025)
• Sean McCluskey

  IRN SXM01223

  • [FCA CF] Functions requiring qualifications (5 Dec 2022 to 26 May 2023)
• Shane Christopher McCormack

  IRN SXM04505

  • [FCA CF] Functions requiring qualifications (17 Jun 2024 to 25 Apr 2025)
• Sharon Cousin

  IRN SXT44238

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 29 Sep 2025)
• Sharon Thomas

  IRN SXT02033

  • SMF16 Compliance Oversight (since 18 Jun 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jul 2015 to 8 Dec 2019)
• Shayla Adair

  IRN SXA00441

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
• Shona Grant Cameron Wood

  IRN SXW01012

  • [FCA CF] Significant management (since 1 Jun 2025)
• Shuhei Imai

  IRN SXI00048

  • [FCA CF] Significant management (since 2 Sep 2022)

No changes recorded yet.