Sharon Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Equitable Plc

    FRN 165548

    • SMF16 Compliance Oversight (since 18 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
    • CF11 Money Laundering Reporting (1 Jul 2015 to 9 Dec 2018)
  • Cofunds Limited

    FRN 194734

    • SMF16 Compliance Oversight (since 18 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Feb 2018 to 8 Dec 2019)
  • AEGON INVESTMENT SOLUTIONS LTD.

    FRN 543123

    • SMF16 Compliance Oversight (since 18 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2015 to 8 Dec 2019)
  • Aegon Investments Limited

    FRN 788212

    • SMF16 Compliance Oversight (since 18 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (7 Jun 2018 to 8 Dec 2019)
  • STONEBRIDGE INTERNATIONAL INSURANCE LTD. (no longer approved here)

    FRN 203188

    • SMF16 Compliance Oversight (18 Jun 2020 to 28 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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