Aegis Financial Planning Limited

• Principal Place of Business

  Warnford Court

  29 Throgmorton Street

  London

  EC2N 2AT

  UNITED KINGDOM

  Phone

  +443333582233

  Web

  https://www.aegisfp.com

• Complaints Contact

  Warnford Court

  29 Throgmorton Street

  London

  EC2N 2AT

  UNITED KINGDOM

  Phone

  +443333582233

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Inderjeet Singh

  IRN IXS88369

  • [FCA CF] Functions requiring qualifications (26 Jun 2020 to 24 Mar 2022)
  • [FCA CF] Client dealing (26 Jun 2020 to 24 Mar 2022)
• Ismail Birant

  IRN IMB34469

  • [FCA CF] Client dealing (1 Nov 2022 to 6 Sep 2023)
  • [FCA CF] Functions requiring qualifications (1 Nov 2022 to 6 Sep 2023)
• Jake Sunil Nicholas Raj

  IRN JSR00013

  • CF30 Customer (10 Apr 2015 to 1 Dec 2015)
• James Liam Kent

  IRN JXK23162

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
  • [FCA CF] Client dealing (since 1 Apr 2021)
• James Tiller

  IRN JXT00143

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
  • [FCA CF] Client dealing (since 4 Jan 2021)
• Jaskarn Johal

  IRN JXJ00040

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2021)
  • [FCA CF] Client dealing (since 15 Nov 2021)
• John Paul Allder

  IRN JPA01038

  • CF30 Customer (15 Jun 2015 to 7 Apr 2017)
• John Robert Boss

  IRN JRB00043

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Mar 2025)
  • SMF16 Compliance Oversight (since 17 Mar 2025)
  • SMF3 Executive Director (since 28 Jan 2021)
  • SMF1 Chief Executive (since 28 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • [FCA CF] Significant management (since 11 Aug 2020)
  • CF4 Partner (AR) (26 Jun 2015 to 17 Apr 2017)
  • CF30 Customer (16 Jan 2015 to 7 Apr 2017)
  • CF1 Director (16 Jan 2015 to 17 Apr 2017)
• Kathryn Sara McMillan

  IRN KSM00003

  • CF30 Customer (19 May 2016 to 4 Apr 2019)
• Kevin Gerrard

  IRN KXG00016

  • CF4 Partner (AR) (10 Jun 2015 to 17 Apr 2017)
  • CF30 Customer (10 Jun 2015 to 7 Apr 2017)

• Demontfort Financial Advisers LLP (no longer appointed)

  FRN 452221 · Appointed 13 Mar 2015 · Until 20 Apr 2017

No changes recorded yet.