Kevin Gerrard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2023)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2023)
    • CF30 Customer (14 Mar 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
    • CF30 Customer (3 Mar 2017 to 8 Dec 2019)
  • Aegis Financial Planning Limited (no longer approved here)

    FRN 624298

    • CF4 Partner (AR) (10 Jun 2015 to 17 Apr 2017)
    • CF30 Customer (10 Jun 2015 to 7 Apr 2017)
  • Demontfort Financial Advisers LLP (no longer approved here)

    FRN 452221

    • Employed By (16 Mar 2015 to 17 Apr 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (12 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (AR) (13 Apr 2006 to 30 Nov 2007)
    • CF22 Investment Adviser (Trainee) (13 Apr 2006 to 12 Mar 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (26 May 2006 to 30 Sep 2013)
  • Demontfort Professional Wealth Management LLP (no longer approved here)

    FRN 402767

    • Employed By (13 Apr 2006 to 30 Nov 2007)
  • Trinity Financial Limited (no longer approved here)

    FRN 212779

    • Employed By (3 Mar 2006 to 5 Apr 2006)
  • Gregory Law Financial Planning Ltd (no longer approved here)

    FRN 227967

    • (7)Employed By (29 Sep 2003 to 9 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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