Jake Sunil Nicholas Raj

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 4 Mar 2026)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Functions requiring qualifications (5 Jan 2024 to 4 Mar 2026)
    • [FCA CF] Client dealing (5 Jan 2024 to 4 Mar 2026)
  • Beacon Wealth Management Limited (no longer approved here)

    FRN 526604

    • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 5 Oct 2023)
  • Tuto Money Limited (no longer approved here)

    FRN 492514

    • CF10 Compliance Oversight (30 Jul 2018 to 22 Aug 2019)
    • CF11 Money Laundering Reporting (30 Jul 2018 to 22 Aug 2019)
    • CF1 Director (30 Jul 2018 to 22 Aug 2019)
    • CF30 Customer (15 Nov 2017 to 22 Aug 2019)
  • Aegis Financial Planning Limited (no longer approved here)

    FRN 624298

    • CF30 Customer (10 Apr 2015 to 1 Dec 2015)
  • Demontfort Financial Advisers LLP (no longer approved here)

    FRN 452221

    • Employed By (1 Apr 2015 to 1 Dec 2015)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (5 Jun 2009 to 16 Apr 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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