John Robert Boss

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegis Financial Planning Limited

    FRN 624298

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Mar 2025)
    • SMF16 Compliance Oversight (since 17 Mar 2025)
    • SMF3 Executive Director (since 28 Jan 2021)
    • SMF1 Chief Executive (since 28 Jan 2021)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Significant management (since 11 Aug 2020)
    • CF4 Partner (AR) (26 Jun 2015 to 17 Apr 2017)
    • CF30 Customer (16 Jan 2015 to 7 Apr 2017)
    • CF1 Director (16 Jan 2015 to 17 Apr 2017)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (14 Mar 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (7 Mar 2017 to 8 Dec 2019)
  • Demontfort Financial Advisers LLP (no longer approved here)

    FRN 452221

    • Employed By (26 Jun 2015 to 17 Apr 2017)
  • Trinity Financial Limited (no longer approved here)

    FRN 212779

    • Employed By (13 Dec 2007 to 1 May 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF1 Director (AR) (6 Mar 2006 to 30 Nov 2007)
    • CF4 Partner (AR) (6 Mar 2006 to 30 Nov 2007)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (3 Jul 2007 to 30 Sep 2013)
  • Demontfort Professional Wealth Management LLP (no longer approved here)

    FRN 402767

    • Employed By (27 Aug 2004 to 30 Nov 2007)
  • Bowker Davies Dodgson Ltd (0134) (no longer approved here)

    FRN 179831

    • Employed By (8 Jan 2004 to 27 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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