Aegis Financial Planning Limited

• Principal Place of Business

  Warnford Court

  29 Throgmorton Street

  London

  EC2N 2AT

  UNITED KINGDOM

  Phone

  +443333582233

  Web

  https://www.aegisfp.com

• Complaints Contact

  Warnford Court

  29 Throgmorton Street

  London

  EC2N 2AT

  UNITED KINGDOM

  Phone

  +443333582233

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Lavika Sharma

  IRN LXS00286

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 24 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 24 Jun 2021)
• Leah Ryder

  IRN LXR00114

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
  • [FCA CF] Client dealing (since 1 Oct 2024)
• Lisa Jane Collins

  IRN LJC01199

  • CF1 Director (25 May 2018 to 16 Aug 2019)
  • CF11 Money Laundering Reporting (25 May 2018 to 16 Aug 2019)
  • CF30 Customer (25 May 2018 to 16 Aug 2019)
  • CF10 Compliance Oversight (25 May 2018 to 16 Aug 2019)
• Marc Holden

  IRN MXH00149

  • CF30 Customer (22 Jun 2015 to 7 Apr 2017)
• Mark Culham

  IRN MAC01440

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 1 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
  • CF10 Compliance Oversight (30 Jun 2017 to 24 Apr 2018)
  • CF11 Money Laundering Reporting (30 Jun 2017 to 24 Apr 2018)
  • Responsible for Insurance Mediation (27 Apr 2017 to 24 Apr 2018)
  • Responsibility for MCD Intermediation (25 Apr 2017 to 24 Apr 2018)
  • CF1 Director (2 Mar 2017 to 24 Apr 2018)
• Mark David Allder

  IRN MDA00017

  • CF4 Partner (AR) (20 Mar 2015 to 7 Apr 2017)
  • CF30 Customer (20 Mar 2015 to 7 Apr 2017)
• Michael Robert Belcher

  IRN MRB00040

  • CF30 Customer (23 Mar 2015 to 7 Apr 2017)
• Nicholas John Timothy Lee

  IRN NJL00003

  • CF30 Customer (21 Apr 2015 to 7 Apr 2017)
• Nicholas John Yates

  IRN NJY00001

  • CF30 Customer (8 Apr 2015 to 7 Apr 2017)
• Philip James Allen

  IRN PJA01103

  • CF30 Customer (8 Apr 2015 to 7 Apr 2017)

• Demontfort Financial Advisers LLP (no longer appointed)

  FRN 452221 · Appointed 13 Mar 2015 · Until 20 Apr 2017

No changes recorded yet.