Lisa Jane Collins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lisa Collins

    FRN 911596

    • (1)Employed By (since 22 Jun 2024)
    • (1)Employed By (1 Aug 2019 to 7 Jun 2023)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Aug 2019)
  • Atherton & Associates Wealth Management Ltd (no longer approved here)

    FRN 922040

    • Employed By (21 Dec 2023 to 4 Jul 2024)
  • Capstone Financial Management Ltd (no longer approved here)

    FRN 630674

    • Employed By (31 May 2023 to 21 Dec 2023)
  • Aegis Financial Planning Limited (no longer approved here)

    FRN 624298

    • CF11 Money Laundering Reporting (25 May 2018 to 16 Aug 2019)
    • CF30 Customer (25 May 2018 to 16 Aug 2019)
    • CF10 Compliance Oversight (25 May 2018 to 16 Aug 2019)
    • CF1 Director (25 May 2018 to 16 Aug 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 Oct 2016 to 25 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

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