Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aegis Financial Planning Limited
FRN 624298
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 1 Oct 2024)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
- CF11 Money Laundering Reporting (30 Jun 2017 to 24 Apr 2018)
- CF10 Compliance Oversight (30 Jun 2017 to 24 Apr 2018)
- Responsible for Insurance Mediation (27 Apr 2017 to 24 Apr 2018)
- Responsibility for MCD Intermediation (25 Apr 2017 to 24 Apr 2018)
- CF1 Director (2 Mar 2017 to 24 Apr 2018)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Aug 2021)
- CF1 Director (AR) (15 Jan 2019 to 30 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.